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A mathematical theory of responsibility in decision-making of robots and artificial agents: a minimum principles perspective

Antonio Carcaterra

Vol. 14 (2026), No. 4, 473–502
Abstract

This investigation develops a perspective toward a mathematical foundation of a theory of responsibility linked to the actions of seemingly complex autonomous machines — those not continuously controlled or supervised by humans while operating. Such devices, many falling within the domains of mechatronics, robotics, and artificial intelligence, are expected to have a significant social impact in the near future. The foundational structure of this theory begins with a qualitative analysis that proposes arguments to identify and formalize the notion of responsibility. The first part of the paper examines how responsibility is anchored in the decision-making processes characteristic of autonomous devices. The second part investigates the possibility of a rigorous mathematical translation of this probability-based notion of responsibility within the framework of variational control of stochastic dynamical systems.

Mathematical Subject Classification
Primary: 49K45, 91B06
Milestones
Received: 27 September 2025
Accepted: 7 November 2025
Published: 7 September 2026

Communicated by Francesco dell'Isola
Authors
Antonio Carcaterra
Università degli Studi di Roma “La Sapienza”
Roma
Italy